regions bank chief compliance officer
In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Senior Executive Vice President William E. Horton Youre about to leave Regions to use an external site. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. The LifeGreen color is a trademark of Regions Bank. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Danella earned a bachelors degree in Economics and English from Vanderbilt. David Popwell President, Specialty Banking . Manav Misra is the Chief Data and Analytics Officer for Regions Bank. By clicking the "Access Your Download" button, you are agreeing to the He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. Evaluate current compliance program activities and gauge their effectiveness and impact. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. He also served as the Florida president. Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. He is a member of the Executive Leadership Team. He is a member of the banks Executive Leadership Team. Chief Operating Officer. Chief Transformation Officer. Chief Financial Officer. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. Regions Bank is an Equal Housing Lender and Member FDIC. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Andrew Nix will join Regions as chief governance officer on March 17. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Chief Administrative and Human Resources Officer. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. jsbacContactjsbacContact Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. Senior Executive Vice President He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. (Photo: Business Wire). Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. She is also responsible for managing the companys relationships with credit rating agencies. Regions Bank is an Equal Housing Lender and Member FDIC. John Turner is president and chief executive officer of Regions Financial Corporation. He earned a masters degree in Human Resources from Boston University. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Andrew Nix will join Regions as chief governance officer on March 17. Treasurer. Senior Executive Vice President In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Additional information about Regions and its full line of products and services can be found at www.regions.com. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. In addition, Nolan oversees competitive and strategic analysis. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. 8 a.m. 7 p.m. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Bill Ritter serves as Head of the Wealth Management group. Member FDIC. Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Privacy Policy. Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . His primary focus was financial institutions. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. Design a human-centric compliance culture. John M. Turner, Jr. Nix commits much of his time to community engagement and professional organizations. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. Yours faithfully, (Ajay Kumar Choudhary) Chief General Manager. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Core Product Marketing. Privacy Policy. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. 205-264-4551 Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Andy Hernandez is Chief Digital Officer for Regions. Chief Enterprise Operations and Technology Officer. Beth Ardoin Chief Communications Officer . Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. He also worked as a Credit Analyst, Commercial and Corporate banker and a Corporate Banking Executive for Central Alabama. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. Head of Corporate Banking Group. Head of Corporate Banking Group. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor.